ICA Specialist Certificate in Financial Crime Risk in Global Banking and Markets

In line with the recent UK FCA thematic review into money laundering risks and vulnerabilities in the capital markets, this course explores customer risk and financial market product and service risk typologies. It examines the specific financial crime risk factors involved in key customer types such as funds and exchanges and compares the vulnerabilities of major financial markets products, such as derivatives and foreign exchange. You will also learn more about the importance of the CDD process in mitigating these risks. This course is awarded in association with Alliance Manchester Business School, the University of Manchester.

Course syllabus:

  1. Regulatory environment, risks and impacts on the world of corporate banking and financial markets

  2. Market abuse, fraud and manipulation, tax evasion, sanctions risk

  3. Risk exposure and specific customer typologies

  4. Financial markets products and their susceptibility to financial crime

  5. The CDD process