Anti-Money Laundering for UK Investment Firms

This course provides a sound knowledge and awareness of money laundering and terrorist financing. This course is suitable for anyone that works at a FCA-regulated Investment Firm. It can be used as both an induction course for new staff members, and a refresher course for existing staff members.

Course syllabus:

  1. The Bigger Picture – Financial Crime

  2. What is Money Laundering?

  3. What Is Terrorist Financing?

  4. Prevention

  5. FCA Regulated Firms – high level framework

  6. Customer Due Diligence and Ongoing Monitoring

  7. Reporting Suspicious Activity

  8. What is my personal liability?

  9. Quiz

  10. Conclusion